Black Box Learning Analytics? Beyond Algorithmic Transparency

ABSTRACT:

As algorithms pervade societal life, they’re moving from an arcane topic reserved for computer scientists and mathematicians, to the object of far wider academic and mainstream media attention (try a web news search on algorithms, and then add ethics). As agencies delegate machines with increasing powers to make judgements about complex human qualities such as ’employability’, ‘credit worthiness’, or ‘likelihood of committing a crime’, we are confronted by the challenge of “governing algorithms”, lest they turn into Weapons of Math Destruction. But in what senses are they opaque, and to whom? And what is meant by “accountable”?

The education sector is clearly not immune from these questions, and it falls to the Learning Analytics community to convene a vigorous debate, and devise good responses. In this tutorial, I’ll set the scene, and then propose a set of lenses that we can bring to bear on a learning analytics infrastructure, to identify some of the meanings that “accountability” might have. It turns out that algorithmic transparency and accountability may be the wrong focus — or rather, just one piece of the jigsaw. Intriguingly, even if you can look inside the algorithmic ‘black box’, which is imagined to lie in the system’s code, there may be little of use there. I propose that a human-centred informatics approach offers a more wholistic framing, where the aggregate quality we are after might be termed Analytic System Integrity. I’ll work through a couple of examples as a form of ‘audit’, to show where one can identify weaknesses and opportunities, and consider the implications for how we conceive and design learning analytics that are responsive to the questions that society will rightly be asking.

[Compressed PDF slides 3.7Mb] [Powerpoint slides 27.9Mb]

CONTEXT:

In 2016 I started giving briefings on the meaning(s) of algorithmic accountability in education. This evolved into a tutorial that I ran at the 2017 Learning Analytics Summer Institute, a version of which was recorded at U. Michigan MOOC studios, but for various reasons, never edited together. I’m pleased to say that (thanks to our intern Ran Ding!) this is now available as a Creative Commons licensed resource. Reuse, chunk and remix please!

Since 2016, activity around the ethics of Big Data/AI has exploded in an encouraging way, with many accessible resources becoming available (e.g. Data & Society Institute; AI Now Institute), as well as the emergence of the FATE (Fairness, Accountability, Transparency, Ethics) conference and network. However, there remain few resources specifically on the nature of, and responses to, algorithmic transparency and accountability in education, so this talk still seems relevant, and I welcome your feedback on this fast moving challenge.

The next steps would be to develop learning activities around this material to assist deeper engagement, and again, I’d love to hear from you if you want to move this forward.

Algorithmic Accountability for Learning Analytics

sna-aa

Update 26.11.19: An extended version of this talk is now available as a webinar)

JISC in the UK is providing the education sector with a valuable service through its Effective Learning Analytics programme. What caught my eye recently was Niall Sclater’s excellent blog with podcasts from his interviews with leading UK practitioners on the ethical dimensions to analytics.

There are many insights to gain from playing these podcasts, but I was particularly tuned to any mention of making the algorithms underpinning analytics intelligible, and to whom. This cropped up a few times when the interviewees discussed to what extent students should be shown analytics, and how to explain their inner workings in a helpful way to them, the teaching staff expected to trust these new tools, and analytics researchers keen to know the inner workings of, for instance, a new analytics product. If handing over an SQL export or full LMS log aren’t considered helpful, what is the right level of detail, and summarised in what ways, for us to be “transparent”? Listening to this, it struck me that in fact this turns out to be a technology-enhanced learning design problem: how to engage non-expert audiences with very complex material to deliver quality ‘learning outcomes’? There’s a few PhDs in that. (I note in passing the Open Learner Models research strand from AIED which is now in dialogue with learning analytics).

It turns out from Niall’s interviews that students aren’t actually very curious, which is in my view a reflection of the data illiteracy in society at large. I certainly intend to make my students very curious about the analytics we run on them, but then, they’re data science students. It would seem that some vendors of predictive models are banking on customers not asking too many questions, because in my interactions with them, they have yet to develop any conception of a service to help a client tune the algorithms to their context.

Back to the JISC interviews. I see the material here, and work on the ethics of learning analytics (e.g. Pardo & Siemens 2014Prinsloo & Slade 2015) as coming at the problem from one angle, namely ethics/legal compliance/student support/educational institutional processes. Another related but slightly different angle is to approach the problem is to ask what would it mean for a learning analytics system to be accountable to its stakeholders?

This issue is by no means restricted to learning analytics of course. Education is — as ever — slow out of the blocks compared to other sectors that have been transformed by technology. What is encouraging is that as algorithms pervade societal life, they are moving from the sorts of things that only computer scientists and mathematicians would discuss, to becoming the object of far wider academic and indeed media attention [try a web news search on algorithms]. As we (and we might ask, who is we?) delegate machines with increasing powers to make judgements about fuzzy human qualities such as ’employability’, ‘credit worthiness’, or ‘likelihood of committing a crime’, many are now asking how the behaviour of algorithms can be made more transparent and accountable. But in what senses  are they opaque and to whom? What is meant by “accountable”?

The learning analytics community can learn something from our colleagues in other fields as they wrestle with these questions. I love the provocation piece for the  Governing Algorithms conference, and the sparkling set of videos. Reflect on Tarleton Gillespie’s analysis of Google’s and Apple’s algorithms. Check out Paul Dourish’s recent lecture on the Social Lives of Algorithms. I learnt a lot from Solon Barocas’ tutorial on the ways that machine learning can replicate structural injustice if deployed unethically for recruitment purposes. Watch Frank Pasquale on The Promise (and Threat) of Algorithmic Accountability in the Black Box Society, and be afraid…

pasquale-blackbox

In a series of talks* I am test flying my thoughts as I get to grips with this work. I propose a set of lenses that we can bring to bear on a given learning analytics system to define “accountability” at multiple levels from multiple angles. It turns out that algorithmic accountability may be the wrong focus — or rather, just one piece in the jigsaw puzzle. Intriguingly, even if you can look inside the algorithmic ‘black box’, which is imagined to lie in the system’s code, there may be little of use there. I suggest that a human-centred informatics approach is an appropriate one to embrace when considering “the system” wholistically, where the aggregate quality we are after might be dubbed Analytic System Integrity. I conclude by working through a couple of worked examples from current projects as a form of ‘Analytic System Integrity audit’, to show where one can identify weaknesses.

May 6 update: The following replay is from a talk at the UCL Institute of Education (Knowledge Lab) joint with UCL Interaction Centre. It is v2 of the talk, updating the one I posted earlier from University of South Australia Digital Learning Week.

* My thanks to colleagues for hosting these events: Kirsty Kitto (Queensland University of Technology, Institute for Future Environments), Shane Dawson (University of South Australia, Digital Learning Week), UCL (Manolis Mavrikis), and The Open University (Rebecca Ferguson).

3 PhD Scholarships, Learning Analytics (Sydney)

UTSCIC_PhD_LearningAnalyticsUNIVERSITY OF TECHNOLOGY SYDNEY

CONNECTED INTELLIGENCE CENTRE

3 LEARNING ANALYTICS PHD SCHOLARSHIPS

We are delighted to announce the launch of CIC’s doctoral program in Learning Analytics, offering three UTS Scholarships to begin your research at the start of 2016. 10 Jan 2016 deadline.

CIC’s mission is to invent, evaluate and theorise the design of human-centered data science and learning analytics to advance the UTS Teaching & Learning program. As you will see from our Research Themes and the three PhD topics advertised, a core theme is analytics techniques to nurture in learners the creative, critical, sensemaking qualities needed for lifelong learning, employment and citizenship in a complex, data-saturated society.

While our first priority is the future of learning and teaching, we also anticipate broader applications of the tools we develop, to address data science challenges in other research fields and in UTS business operations.

We invite you to apply for a place if you are committed to working in a transdisciplinary team to invent user-centered analytics tools in close partnership with the UTS staff and students who are our ‘clients’.

Please explore the website so you understand the context in which we work, and the research topics we are supervising. We look forward to hearing why you wish to join CIC, and how your background, skills and aspirations could advance this program.